01/03/2023
The last act of the 117th Congress was to pass the Consolidated Appropriations Act, 2023. Tucked not-so-deep into the CAA is the SECURE 2.0 Act of 2022—90+ provisions focused on 401(k) and other retirement plans. SECURE 2.0 builds on what we can now call SECURE 1.0, which was enacted in 2019.
12/20/2022
The Securities and Exchange Commission charged an investment adviser’s subsidiary with violating the Investment Advisers Act for failing to implement written policies and procedures for the selection of environmental, social and governance investments.